2024 Seasonal Analyst SumRidge Compliance ( New Jersey, NJ)
DescriptionRaymond James OverviewOne of the largest independent financial services firms in the country could be the place you build a career beyond your expectations.
Our focus is on providing trusted advice and tailored, sophisticated strategies for individuals and institutions.
Raymond James Financial is a diversified holding company, headquartered in St.
Petersburg, FL.
Raymond James provides financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management.
At Raymond James, we are putting the power of perspectives into action and building an inclusive and diverse workforce that reflects our commitment to associates, and clients of the future.
Our company values associate development and growth, offering opportunities through developmental programs, mentorships, and continuing education options.
We strive to ensure everyone feels welcomed, valued, respected and heard so that you can fully contribute your unique talents for the benefit of clients, your career, our firm and our communities.
Raymond James is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.
Department OverviewSumRidge Partners LLC is a top ranked principal based fixed income market maker, specializing in high yield and investment grade corporate bonds, municipal bonds, institutional preferred securities and emerging market bonds.
SumRidge Partners was formed in 2010 following the aftermath of the financial crisis and subsequent liquidity shortfall that occurred within fixed income trading; operating as a premier, electronic based fixed income market maker.
SumRidge uses its own balance sheet to facilitate flow trading, ensuring instantaneous execution for our diverse client base.
SumRidge currently ranks among the top liquidity providers on most major electronic bond exchanges, leveraging the firm's technological strengths and an experienced sales and trading team.
For more information about SumRidge, visit https:
//link.
edgepilot.
com/s/49f83d7b/lI1V5OrklUuF-wtxNcAvRA?u=http:
//www.
sumridge.
com/.
Job SummaryUnder general supervision, the seasonal analyst uses knowledge and skills obtained through formal education and/or experience to work on specific projects within an assigned functional area.
The seasonal analyst follows established procedures to perform tasks and receives general guidance and direction to perform other work with substantial variety and varied complexity.
Some judgment is required to adapt procedures, processes, and techniques to apply to more complex assignments.
Routine contact with internal and external customers may be required to exchange basic information.
This is a temporary role.
Work Schedule:
Up to 40 hours per week for a limited time, determined by department need.
What's in it for you:
Work on key regulatory issues dealing with various regulatory bodies (domestic and foreign) and securities exchanges.
Exposure to different practice areas including, securities regulation, anti-money laundering issues, and compliance operations.
Essential Duties and Responsibilities Assists with regulatory and corporate filings.
Deals with regulatory agencies and research regulations.
Prepares and reviews of policies and procedures.
Implements compliance programs/ control frameworks.
Analyzes and implements existing and new regulations.
Assists with other matters handled by the Compliance Department.
Operates standard office equipment and uses required software applications.
Performs other duties and responsibilities as assigned.
QualificationsKnowledge, Skills, and AbilitiesKnowledge of Interest in financial markets and regulations Fundamental concepts, practices, and procedures of a professional office environment.
Basic concepts, principles, and practices of an assigned business unit.
Skill ino Operating standard office equipment and using, or having the ability to learn, required software applications.
o Ability to work effectively as part of a virtual/hybrid team.
Ability too Organize and prioritize multiple tasks and meet deadlines.
o Communicate effectively, both orally and in writing.
o Work independently and collaboratively within a team environment.
o Provide a high level of customer service.
o Establish and maintain effective working relationships.
Educational/Previous Experience Requirementso Any equivalent combination of experience, education, and/or training approved by Human Resources.
Licenses/Certificationso None required.
LocationOnsite position - Jersey City, NJ headquartersNo travel required.
Raymond James Guiding BehaviorsAt Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
We expect our associates at all levels to:
o Grow professionally and inspire others to do the same o Work with and through others to achieve desired outcomes o Make prompt, pragmatic choices and act with the client in mind o Take ownership and hold themselves and others accountable for delivering results that matter o Contribute to the continuous evolution of the firm At Raymond James - as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates.
When associates bring their best authentic selves, our organization, clients, and communities thrive.
The Company is an equal-opportunity employer and makes all employment decisions on the basis of merit and business needs.
Recommended Skills Capital Markets Communication Curiosity Customer Service Euclidean Geometry Hardworking And Dedicated Estimated Salary: $20 to $28 per hour based on qualifications.
Our focus is on providing trusted advice and tailored, sophisticated strategies for individuals and institutions.
Raymond James Financial is a diversified holding company, headquartered in St.
Petersburg, FL.
Raymond James provides financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management.
At Raymond James, we are putting the power of perspectives into action and building an inclusive and diverse workforce that reflects our commitment to associates, and clients of the future.
Our company values associate development and growth, offering opportunities through developmental programs, mentorships, and continuing education options.
We strive to ensure everyone feels welcomed, valued, respected and heard so that you can fully contribute your unique talents for the benefit of clients, your career, our firm and our communities.
Raymond James is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.
Department OverviewSumRidge Partners LLC is a top ranked principal based fixed income market maker, specializing in high yield and investment grade corporate bonds, municipal bonds, institutional preferred securities and emerging market bonds.
SumRidge Partners was formed in 2010 following the aftermath of the financial crisis and subsequent liquidity shortfall that occurred within fixed income trading; operating as a premier, electronic based fixed income market maker.
SumRidge uses its own balance sheet to facilitate flow trading, ensuring instantaneous execution for our diverse client base.
SumRidge currently ranks among the top liquidity providers on most major electronic bond exchanges, leveraging the firm's technological strengths and an experienced sales and trading team.
For more information about SumRidge, visit https:
//link.
edgepilot.
com/s/49f83d7b/lI1V5OrklUuF-wtxNcAvRA?u=http:
//www.
sumridge.
com/.
Job SummaryUnder general supervision, the seasonal analyst uses knowledge and skills obtained through formal education and/or experience to work on specific projects within an assigned functional area.
The seasonal analyst follows established procedures to perform tasks and receives general guidance and direction to perform other work with substantial variety and varied complexity.
Some judgment is required to adapt procedures, processes, and techniques to apply to more complex assignments.
Routine contact with internal and external customers may be required to exchange basic information.
This is a temporary role.
Work Schedule:
Up to 40 hours per week for a limited time, determined by department need.
What's in it for you:
Work on key regulatory issues dealing with various regulatory bodies (domestic and foreign) and securities exchanges.
Exposure to different practice areas including, securities regulation, anti-money laundering issues, and compliance operations.
Essential Duties and Responsibilities Assists with regulatory and corporate filings.
Deals with regulatory agencies and research regulations.
Prepares and reviews of policies and procedures.
Implements compliance programs/ control frameworks.
Analyzes and implements existing and new regulations.
Assists with other matters handled by the Compliance Department.
Operates standard office equipment and uses required software applications.
Performs other duties and responsibilities as assigned.
QualificationsKnowledge, Skills, and AbilitiesKnowledge of Interest in financial markets and regulations Fundamental concepts, practices, and procedures of a professional office environment.
Basic concepts, principles, and practices of an assigned business unit.
Skill ino Operating standard office equipment and using, or having the ability to learn, required software applications.
o Ability to work effectively as part of a virtual/hybrid team.
Ability too Organize and prioritize multiple tasks and meet deadlines.
o Communicate effectively, both orally and in writing.
o Work independently and collaboratively within a team environment.
o Provide a high level of customer service.
o Establish and maintain effective working relationships.
Educational/Previous Experience Requirementso Any equivalent combination of experience, education, and/or training approved by Human Resources.
Licenses/Certificationso None required.
LocationOnsite position - Jersey City, NJ headquartersNo travel required.
Raymond James Guiding BehaviorsAt Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
We expect our associates at all levels to:
o Grow professionally and inspire others to do the same o Work with and through others to achieve desired outcomes o Make prompt, pragmatic choices and act with the client in mind o Take ownership and hold themselves and others accountable for delivering results that matter o Contribute to the continuous evolution of the firm At Raymond James - as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates.
When associates bring their best authentic selves, our organization, clients, and communities thrive.
The Company is an equal-opportunity employer and makes all employment decisions on the basis of merit and business needs.
Recommended Skills Capital Markets Communication Curiosity Customer Service Euclidean Geometry Hardworking And Dedicated Estimated Salary: $20 to $28 per hour based on qualifications.
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